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What Is FINRA — History & How it Protects Investors From Financial Misconduct

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What Is FINRA — History & How it Protects Investors From Financial Misconduct


In the early days of the stock market, there wasn’t enough oversight. Since the 1930s, the U.S. Securities and Exchange Commission has had its hands full. FINRA is a private organization that helps to regulate the industry. Read on to learn what FINRA does and how it protects everyday investors.

What Is FINRA — History & How it Protects Investors From Financial Misconduct is a post from Money Crashers.

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